MongoDB中索引的示例分析

这篇文章主要介绍MongoDB中索引的示例分析，文中介绍的非常详细，具有一定的参考价值，感兴趣的小伙伴们一定要看完！

一、索引究竟是什么东西？

大部分开发者接触索引，大概知道索引类似书的目录，你要找到想要的内容，通过目录找到限定的关键字，进而找到对应的章节的pageno，再找到具体的内容。
在数据结构里面，最简单的索引实现类似hashmap，通过关键字key，映射到具体的位置，找到具体的内容。但除了hash的方式，还有多种的方式实现索引。

（一）索引的多种实现方式以及特色

hash / b-tree / b+-tree redis HSET / MongoDB&PostgreSQL / MySQL

hashmap

一图见b-tree & b+-tree 差别：

• b+-tree 叶子存数据，非叶子存索引，不存数据，叶子间有link

• b-tree 非叶子可存数据

算法查找复杂度上来说：

• hash 接近O(1)

• b-tree O(1)~ O(Log(n))更快的平均查找时间，不稳定的查询时间

• b+ tree O(Log(n)) 连续数据， 查询的稳定性

至于为何MongoDB 的实现选择b-tree 而非 b+-tree ？
网上多篇文章有阐述，非本文重点。

（二）数据&索引的存储

index尽量存储在内存，data 其次。
注意只保留必要的index，内存尽量用在刀刃上。
如果index memory 都接近占满memory，那么就很容易读到disk，速度就下来了。

（三）知道索引的实现&存储原理后的思考

insert/update/delete 会触发rebalance tree，所以，增删改数据，索引会触发修改，性能会有损耗，索引不是越多越好。既然如此，选哪些字段作为索引呢？当查询用到这些条件，怎么办？
拿一个最简单的hashmap来讲，为什么复杂度不是O(1)，而是所谓接近 O(1)。因为有key 冲突/重复，DB 去找的时候，key 冲突的数据一大堆的话，还是得轮着继续找。b-tree 看键(key)的选择也是如此。
因此一个大部分开发经常犯的错就是对没有区分度的key建索引。例如：很多就只有集中类别的 type/status 的 documents count 达几十万以上的collection，通常这种索引没什么帮助。

二、复合索引

（一）复合索引不是越多越好

如果不想多建多余的索引，开发的同事在复合 & 单个字段选择上有时候挺纠结的。 根据典型碰到的场景，来做几个实验：
这里创建了个loans collection。简化只有100条数据。这个是借贷的表有 _id, userId, status(借贷状态), amount(金额).

db.loans.count()100

db.loans.find({ "userId" : "59e022d33f239800129c61c7", "status" : "repayed", }).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "$and" : [   {     "status" : {       "$eq" : "repayed"     }   },   {     "userId" : {       "$eq" : "59e022d33f239800129c61c7"     }   } ]},"queryHash" : "15D5A9A1","planCacheKey" : "15D5A9A1","winningPlan" : { "stage" : "COLLSCAN", "filter" : {   "$and" : [     {       "status" : {         "$eq" : "repayed"       }     },     {       "userId" : {         "$eq" : "59e022d33f239800129c61c7"       }     }   ] }, "direction" : "forward"},"rejectedPlans" : [ ]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

注意上面 COLLSCAN 全表扫描了,因为没有索引。接下来我们分别建立几个索引。
step 1 先建立 {userId:1, status:1}

db.loans.createIndex({userId:1, status:1}){"createdCollectionAutomatically" : false,"numIndexesBefore" : 1,"numIndexesAfter" : 2,"ok" : 1}

db.loans.find({ "userId" : "59e022d33f239800129c61c7", "status" : "repayed", }).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "$and" : [   {     "status" : {       "$eq" : "repayed"     }   },   {     "userId" : {       "$eq" : "59e022d33f239800129c61c7"     }   } ]},"queryHash" : "15D5A9A1","planCacheKey" : "BB87F2BA","winningPlan" : { "stage" : "FETCH", "inputStage" : {   "stage" : "IXSCAN",   "keyPattern" : {     "userId" : 1,     "status" : 1   },   "indexName" : "userId_1_status_1",   "isMultiKey" : false,   "multiKeyPaths" : {     "userId" : [ ],     "status" : [ ]   },   "isUnique" : false,   "isSparse" : false,   "isPartial" : false,   "indexVersion" : 2,   "direction" : "forward",   "indexBounds" : {     "userId" : [       "["59e022d33f239800129c61c7", "59e022d33f239800129c61c7"]"     ],     "status" : [       "["repayed", "repayed"]"     ]   } }},"rejectedPlans" : [ ]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

结果：如愿命中 {userId:1, status:1} 作为 winning plan。

step2：再建立个典型的索引 userId

db.loans.createIndex({userId:1}){"createdCollectionAutomatically" : false,"numIndexesBefore" : 2,"numIndexesAfter" : 3,"ok" : 1}

db.loans.find({ "userId" : "59e022d33f239800129c61c7", "status" : "repayed", }).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "$and" : [   {     "status" : {       "$eq" : "repayed"     }   },   {     "userId" : {       "$eq" : "59e022d33f239800129c61c7"     }   } ]},"queryHash" : "15D5A9A1","planCacheKey" : "1B1A4861","winningPlan" : { "stage" : "FETCH", "inputStage" : {   "stage" : "IXSCAN",   "keyPattern" : {     "userId" : 1,     "status" : 1   },   "indexName" : "userId_1_status_1",   "isMultiKey" : false,   "multiKeyPaths" : {     "userId" : [ ],     "status" : [ ]   },   "isUnique" : false,   "isSparse" : false,   "isPartial" : false,   "indexVersion" : 2,   "direction" : "forward",   "indexBounds" : {     "userId" : [       "[\"59e022d33f239800129c61c7\", \"59e022d33f239800129c61c7\"]"     ],     "status" : [       "[\"repayed\", \"repayed\"]"     ]   } }},"rejectedPlans" : [ {   "stage" : "FETCH",   "filter" : {     "status" : {       "$eq" : "repayed"     }   },   "inputStage" : {     "stage" : "IXSCAN",     "keyPattern" : {       "userId" : 1     },     "indexName" : "userId_1",     "isMultiKey" : false,     "multiKeyPaths" : {       "userId" : [ ]     },     "isUnique" : false,     "isSparse" : false,     "isPartial" : false,     "indexVersion" : 2,     "direction" : "forward",     "indexBounds" : {       "userId" : [         "["59e022d33f239800129c61c7", "59e022d33f239800129c61c7"]"       ]     }   } }]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

留意到 DB 检测到 {userId:1, status:1} 为更优执行的方案.

db.loans.find({ "userId" : "59e022d33f239800129c61c7" }).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "userId" : {   "$eq" : "59e022d33f239800129c61c7" }},"queryHash" : "B1777DBA","planCacheKey" : "1F09D68E","winningPlan" : { "stage" : "FETCH", "inputStage" : {   "stage" : "IXSCAN",   "keyPattern" : {     "userId" : 1   },   "indexName" : "userId_1",   "isMultiKey" : false,   "multiKeyPaths" : {     "userId" : [ ]   },   "isUnique" : false,   "isSparse" : false,   "isPartial" : false,   "indexVersion" : 2,   "direction" : "forward",   "indexBounds" : {     "userId" : [       "["59e022d33f239800129c61c7", "59e022d33f239800129c61c7"]"     ]   } }},"rejectedPlans" : [ {   "stage" : "FETCH",   "inputStage" : {     "stage" : "IXSCAN",     "keyPattern" : {       "userId" : 1,       "status" : 1     },     "indexName" : "userId_1_status_1",     "isMultiKey" : false,     "multiKeyPaths" : {       "userId" : [ ],       "status" : [ ]     },     "isUnique" : false,     "isSparse" : false,     "isPartial" : false,     "indexVersion" : 2,     "direction" : "forward",     "indexBounds" : {       "userId" : [         "["59e022d33f239800129c61c7", "59e022d33f239800129c61c7"]"       ],       "status" : [         "[MinKey, MaxKey]"       ]     }   } }]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

留意到 DB 检测到 {userId:1} 为更优执行的方案，嗯~，如我们所料.

db.loans.find({ "status" : "repayed" }).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "status" : {   "$eq" : "repayed" }},"queryHash" : "E6304EB6","planCacheKey" : "7A94191B","winningPlan" : { "stage" : "COLLSCAN", "filter" : {   "status" : {     "$eq" : "repayed"   } }, "direction" : "forward"},"rejectedPlans" : [ ]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

有趣的部分：status不命中索引，全表扫描
接下来的步骤，加个sort :

db.loans.find({ "userId" : "59e022d33f239800129c61c7" }).sort({status:1}).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "userId" : {   "$eq" : "59e022d33f239800129c61c7" }},"queryHash" : "F5ABB1AA","planCacheKey" : "764CBAA8","winningPlan" : { "stage" : "FETCH", "inputStage" : {   "stage" : "IXSCAN",   "keyPattern" : {     "userId" : 1,     "status" : 1   },   "indexName" : "userId_1_status_1",   "isMultiKey" : false,   "multiKeyPaths" : {     "userId" : [ ],     "status" : [ ]   },   "isUnique" : false,   "isSparse" : false,   "isPartial" : false,   "indexVersion" : 2,   "direction" : "forward",   "indexBounds" : {     "userId" : [       "["59e022d33f239800129c61c7", "59e022d33f239800129c61c7"]"     ],     "status" : [       "[MinKey, MaxKey]"     ]   } }},"rejectedPlans" : [ {   "stage" : "SORT",   "sortPattern" : {     "status" : 1   },   "inputStage" : {     "stage" : "SORT_KEY_GENERATOR",     "inputStage" : {       "stage" : "FETCH",       "inputStage" : {         "stage" : "IXSCAN",         "keyPattern" : {           "userId" : 1         },         "indexName" : "userId_1",         "isMultiKey" : false,         "multiKeyPaths" : {           "userId" : [ ]         },         "isUnique" : false,         "isSparse" : false,         "isPartial" : false,         "indexVersion" : 2,         "direction" : "forward",         "indexBounds" : {           "userId" : [             "["59e022d33f239800129c61c7", "59e022d33f239800129c61c7"]"           ]         }       }     }   } }]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

（二）其他尝试

有趣的部分：status 不命中索引

db.loans.find({ "status" : "repayed","userId" : "59e022d33f239800129c61c7", }).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "$and" : [   {     "status" : {       "$eq" : "repayed"     }   },   {     "userId" : {       "$eq" : "59e022d33f239800129c61c7"     }   } ]},"queryHash" : "15D5A9A1","planCacheKey" : "1B1A4861","winningPlan" : { "stage" : "FETCH", "inputStage" : {   "stage" : "IXSCAN",   "keyPattern" : {     "userId" : 1,     "status" : 1   },   "indexName" : "userId_1_status_1",   "isMultiKey" : false,   "multiKeyPaths" : {     "userId" : [ ],     "status" : [ ]   },   "isUnique" : false,   "isSparse" : false,   "isPartial" : false,   "indexVersion" : 2,   "direction" : "forward",   "indexBounds" : {     "userId" : [       "[\"59e022d33f239800129c61c7\", \"59e022d33f239800129c61c7\"]"     ],     "status" : [       "[\"repayed\", \"repayed\"]"     ]   } }},"rejectedPlans" : [ {   "stage" : "FETCH",   "filter" : {     "status" : {       "$eq" : "repayed"     }   },   "inputStage" : {     "stage" : "IXSCAN",     "keyPattern" : {       "userId" : 1     },     "indexName" : "userId_1",     "isMultiKey" : false,     "multiKeyPaths" : {       "userId" : [ ]     },     "isUnique" : false,     "isSparse" : false,     "isPartial" : false,     "indexVersion" : 2,     "direction" : "forward",     "indexBounds" : {       "userId" : [         "["59e022d33f239800129c61c7", "59e022d33f239800129c61c7"]"       ]     }   } }]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

命中索引，跟query的各个字段顺序不相关，如我们猜测。
有趣部分再来， 我们删掉索引{userId:1}

db.loans.dropIndex({"userId":1}){ "nIndexesWas" : 3, "ok" : 1 }db.loans.find({"userId" : "59e022d33f239800129c61c7", }).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "userId" : {   "$eq" : "59e022d33f239800129c61c7" }},"queryHash" : "B1777DBA","planCacheKey" : "5776AB9C","winningPlan" : { "stage" : "FETCH", "inputStage" : {   "stage" : "IXSCAN",   "keyPattern" : {     "userId" : 1,     "status" : 1   },   "indexName" : "userId_1_status_1",   "isMultiKey" : false,   "multiKeyPaths" : {     "userId" : [ ],     "status" : [ ]   },   "isUnique" : false,   "isSparse" : false,   "isPartial" : false,   "indexVersion" : 2,   "direction" : "forward",   "indexBounds" : {     "userId" : [       "["59e022d33f239800129c61c7", "59e022d33f239800129c61c7"]"     ],     "status" : [       "[MinKey, MaxKey]"     ]   } }},"rejectedPlans" : [ ]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

DB 执行分析器觉得索引{userId:1, status:1} 能更优,没有命中复合索引，这个是因为status不是leading field。

db.loans.find({ "status" : "repayed" }).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "status" : {   "$eq" : "repayed" }},"queryHash" : "E6304EB6","planCacheKey" : "7A94191B","winningPlan" : { "stage" : "COLLSCAN", "filter" : {   "status" : {     "$eq" : "repayed"   } }, "direction" : "forward"},"rejectedPlans" : [ ]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

再换个角度sort 一遍， 与前面query & sort互换，之前是：

db.loans.find({userId:1}).sort({ "status" : "repayed" })

看看有啥不一样？

db.loans.find({ "status" : "repayed" }).sort({userId:1}).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "status" : {   "$eq" : "repayed" }},"queryHash" : "56EA6313","planCacheKey" : "2CFCDA7F","winningPlan" : { "stage" : "FETCH", "filter" : {   "status" : {     "$eq" : "repayed"   } }, "inputStage" : {   "stage" : "IXSCAN",   "keyPattern" : {     "userId" : 1,     "status" : 1   },   "indexName" : "userId_1_status_1",   "isMultiKey" : false,   "multiKeyPaths" : {     "userId" : [ ],     "status" : [ ]   },   "isUnique" : false,   "isSparse" : false,   "isPartial" : false,   "indexVersion" : 2,   "direction" : "forward",   "indexBounds" : {     "userId" : [       "[MinKey, MaxKey]"     ],     "status" : [       "[MinKey, MaxKey]"     ]   } }},"rejectedPlans" : [ ]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

如猜测，命中索引。
再来玩玩，确认下leading filed试验：

db.loans.dropIndex("userId_1_status_1"){ "nIndexesWas" : 2, "ok" : 1 }

db.loans.getIndexes()[{"v" : 2,"key" : { "id" : 1},"name" : "id_","ns" : "cashLoan.loans"}]

db.loans.createIndex({status:1, userId:1}){"createdCollectionAutomatically" : false,"numIndexesBefore" : 1,"numIndexesAfter" : 2,"ok" : 1}

db.loans.getIndexes()[{"v" : 2,"key" : { "id" : 1},"name" : "id_","ns" : "cashLoan.loans"},{"v" : 2,"key" : { "status" : 1, "userId" : 1},"name" : "status_1_userId_1","ns" : "cashLoan.loans"}]

db.loans.find({ "status" : "repayed" }).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "status" : {   "$eq" : "repayed" }},"queryHash" : "E6304EB6","planCacheKey" : "7A94191B","winningPlan" : { "stage" : "FETCH", "inputStage" : {   "stage" : "IXSCAN",   "keyPattern" : {     "status" : 1,     "userId" : 1   },   "indexName" : "status_1_userId_1",   "isMultiKey" : false,   "multiKeyPaths" : {     "status" : [ ],     "userId" : [ ]   },   "isUnique" : false,   "isSparse" : false,   "isPartial" : false,   "indexVersion" : 2,   "direction" : "forward",   "indexBounds" : {     "status" : [       "["repayed", "repayed"]"     ],     "userId" : [       "[MinKey, MaxKey]"     ]   } }},"rejectedPlans" : [ ]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

db.loans.getIndexes()[{"v" : 2,"key" : { "id" : 1},"name" : "id_","ns" : "cashLoan.loans"},{"v" : 2,"key" : { "status" : 1, "userId" : 1},"name" : "status_1_userId_1","ns" : "cashLoan.loans"}]

db.loans.find({"userId" : "59e022d33f239800129c61c7", }).explain(){"queryPlanner" : {"plannerVersion" : 1,"namespace" : "cashLoan.loans","indexFilterSet" : false,"parsedQuery" : { "userId" : {   "$eq" : "59e022d33f239800129c61c7" }},"queryHash" : "B1777DBA","planCacheKey" : "5776AB9C","winningPlan" : { "stage" : "COLLSCAN", "filter" : {   "userId" : {     "$eq" : "59e022d33f239800129c61c7"   } }, "direction" : "forward"},"rejectedPlans" : [ ]},"serverInfo" : {"host" : "RMBAP","port" : 27017,"version" : "4.1.11","gitVersion" : "1b8a9f5dc5c3314042b55e7415a2a25045b32a94"},"ok" : 1}

看完这个试验，明白了 {userId:1, status:1} vs {status:1,userId:1} 的差别了吗？

PS：这个case 里面其实status 区分度不高，这里只是作为实例展示。

三、总结：

• 注意使用上、使用频率上、区分高的/常用的在前面；

• 如果需要减少索引以节省memory/提高修改数据的性能的话，可以保留区分度高，常用的，去除区分度不高，不常用的索引。

• 学会用explain（）验证分析性能：

DB 一般都有执行器优化的分析，MySQL & MongoDB 都是 用explain 来做分析。
语法上MySQL :

explain your_sql

MongoDB:

yoursql.explain()

总结典型：理想的查询是结合explain 的指标，他们通常是多个的混合:

• IXSCAN : 索引命中；

• Limit : 带limit；

• Projection : 相当于非 select * ；

• Docs Size less is better ；

• Docs Examined less is better ；

• nReturned=totalDocsExamined=totalKeysExamined ；

• SORT in index ：sort 也是命中索引，否则，需要拿到数据后，再执行一遍排序；

• Limit Array elements ： 限定数组返回的条数，数组也不应该太多数据，否则schema 设计不合理。

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